MARTIN JOHN SCALZO

MARTIN JOHN SCALZO is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 7700 IRVINE CENTER DRIVE, SUITE 800, IRVINE, CA, 92618.

MARTIN JOHN SCALZO has worked at CENTAURUS FINANCIAL, INC. since February 27, 2017

Disclosure History

MARTIN JOHN SCALZO has 3 Disclosure Event(s).

Date: August 06, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: SETTLED WITH A FEW CREDIT CARDS OVER EXCESSIVE INTEREST.

Date: July 31, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: SETTLED TO PAY BALANCE AND NOT EXCESSIVE INTEREST

Date: July 08, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: SETTLED TO PAY BALANCE AND NOT EXCESSIVE INTEREST

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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