MARVIN ANTHONY CALPIN

MARVIN ANTHONY CALPIN is currently employed as a Broker and/or Investment Adviser at MURIEL SIEBERT & CO., INC. located at 15 Exchange Place, Suite 615, Jersey City, NJ, 07302.

MARVIN ANTHONY CALPIN has worked at MURIEL SIEBERT & CO., INC. since August 19, 1999

Disclosure History

MARVIN ANTHONY CALPIN has 2 Disclosure Event(s).

Date: August 04, 1999
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISSREPRESENTATION, EXCESSIVE TRADING AND FAILURE TO FOLLOW INSTRUCTIONS
Damage Amount Requested: $33,631.89

Date: August 04, 1999
Category: Customer Dispute
Allegations: COMPLAINTANT ALLEGED MISSREPRESENTATION, EXCESSIVE TRADING, AND FAILURE TO FOLLOW INSTRUCTIONS.
Damage Amount Requested: $59,865.00
Settlement Amount: $20,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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