MARVIN DEAN GILLILAND

MARVIN DEAN GILLILAND is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 801 GRAND AVE, SUITE 3800, DES MOINES, IA, 50309.

MARVIN DEAN GILLILAND has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

MARVIN DEAN GILLILAND has 2 Disclosure Event(s).

Date: July 02, 2003
Category: Customer Dispute
Allegations: MISREPRESENTATIONS REGARDING RESEARCH (2000-2003).
Damage Amount Requested: $125,000.00

Date: July 07, 1998
Category: Customer Dispute
Allegations: SMITH BARNEY CLIENT ALLEGED THAT HIS ACCOUNTWAS NOT MANAGED ACCORDING TO HIS INSTRUCTIONS EQUITIES. ALLEGED DAMAGES UNSPECIFIED.
Broker Comment: THE CLAIM WAS DENIED.NOT PROVIDED

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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