MARVIN WADE SIMS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2115 5TH ST STE A, MERIDIAN, MS, 39301.
MARVIN WADE SIMS has worked at WELLS FARGO CLEARING SERVICES, LLC since December 04, 2014
Disclosure History
MARVIN WADE SIMS has 1 Disclosure Event(s).
Date: October 23, 2003 Category: Customer Dispute Allegations: CLAIMANTS ALLEGED UNSUITABLE INVESTMENTS Damage Amount Requested: $75,000.00 Settlement Amount: $14,999.00 Broker Comment: THE CLAIMS AGAINST MERRILL LYNCH AND MR. SIMS WERE SETTLED WITH NO ADMISSION OF LIABILITY OR WRONGDOING TO AVOID THE INCONVENIENCE AND EXPENSE OF A HEARING.
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