MARVIN JOSEPH STALLMAN

MARVIN JOSEPH STALLMAN is currently employed as a Broker and/or Investment Adviser at THE O.N. EQUITY SALES COMPANY located at 4403 1st ave, SE, Suite 517, CEDAR RAPIDS, IA, 52402-3221.

MARVIN JOSEPH STALLMAN has worked at THE O.N. EQUITY SALES COMPANY since December 07, 1983

Disclosure History

MARVIN JOSEPH STALLMAN has 2 Disclosure Event(s).

Date: February 10, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT REPRESENTATIVE ADVISED HER THAT PREMIUM PAYMENT OF $25,241.06 WOULD PROVIDE HER WITH INSURANCE COVERAGE FOR LIFE.
Damage Amount Requested: $25,241.06

Date: November 17, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT AGENT FAILED TO EXPLAIN ACCOUNT VALUE FLUCTUATIONS IN THE VARIABLE ANNUITY RESULTING IN A REDUCTION OF THE DEATH BENEFIT IN THE AMOUNT OF $11,004.26.
Damage Amount Requested: $11,004.26

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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