MARY ANN BEVERLY BUNTING is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 2425 Post Rd Ste 302, Southport, CT, 06890.
MARY ANN BEVERLY BUNTING has worked at AMERIPRISE FINANCIAL SERVICES, INC. since July 16, 1979
Disclosure History
MARY ANN BEVERLY BUNTING has 1 Disclosure Event(s).
Date: August 25, 2006 Category: Customer Dispute Allegations: THE CLIENTS ALLEGED THE INVESTMENT THEY PURCHASED IN 2000 MAY NOT HAVE BEEN SUITABLE BASED ON THEIR AGE. Damage Amount Requested: $82,000.00 Broker Comment: OUR REVIEW DETERMINED THE INVESTMENT ALLOCATION TO BE SUITABLE GIVEN THE CLIENTS DOCUMENTED INVESTMENT OBJECTIVES AND RISK TOLERANCE. THE CLIENT'S PORTFOLIO MADE $40,962.58 FROM MAY 1990 THROUGH SEPTEMBER 2004, THE DATE OF THE FINAL WITHDRAWAL.
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