Date: April 28, 2010 Category: Regulatory Initiated By: WISCONSIN OFFICE OF THE COMMISSIONER OF INSURANCE Allegations: REPRESENTATIVE APPLIED FOR A PERMANENT INDIVIDUAL INTERMEDIARY AGENT'S INSURANCE LICENSE ON 03/30/2010. REPRESENTATIVE ANSWERED "NO" TO THE QUESTION ON THE APPLICATION REGARDING ADMINISTRATIVE ACTIONS TAKEN IN ANY STATE. Resolution: DENIAL OF INTERMEDIARY AGENT'S INSURANCE LICENSE SanctionDetails: Sanctions: Denial
Date: March 02, 2010 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: May 09, 2007 Category: Regulatory Initiated By: NEW YORK INSURANCE DEPARTMENT Allegations: REPRESENTATIVE ADMITTED TO THE NEW YORK INSURANCE DEPARTMENT THAT SHE VIOLATED SECTION 2110(I) OF THE INSURANCE LAW IN THAT SHE FAILED TO REPORT TO THE SUPERINTENDENT WITHIN 30 DAYS OF THE FINAL DISPOSITION OF THE MATTER THAT: (A) REPRESENTATIVE'S INSURANCE LICENSE WAS REVOKED BY THE STATE OF WISCONSIN ON OR ABOUT 12/27/2006 AND (B) REPRESENTATIVE'S KANSAS NON-RESIDENT INSURANCE LICENSE WAS REVOKED ON OR ABOUT 03/19/2007. Resolution: STIPULATION SanctionDetails: Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails: Amount: $500.00
Date: February 28, 2007 Category: Regulatory Initiated By: KANSAS COMMISSIONER OF INSURANCE Allegations: COMMISSIONER CONCLUDES THAT REPRESENTATIVE'S KANSAS LICENSE MAY BE REVOKED SOLELY BECAUSE REPRESENTATIVE HAS HAD AN AGENT'S LICENSE OR ITS EQUIVALENT REVOKED IN ANOTHER STATE. REPRESENTATIVE'S LICENSE IN HER HOME STATE OF WISCONSIN HAD BEEN REVOKED. Resolution: Order SanctionDetails: Sanctions: Revocation
Date: November 21, 2006 Category: Regulatory
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