MARY ALYCE DAIL

MARY ALYCE DAIL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 518 SW 3RD STREET, CORVALLIS, OR, 97333.

MARY ALYCE DAIL has worked at LPL FINANCIAL LLC since December 10, 2015

Disclosure History

MARY ALYCE DAIL has 1 Disclosure Event(s).

Date: November 15, 2011
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT UNSUITABLE INVESTMENTS IN MUTUAL FUNDS LEAD TO AN $8,000 LOSS, FROM 11/2010 TO 09/2011.
Damage Amount Requested: $8,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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