MARY LOUISE HALL is currently employed as a Broker and/or Investment Adviser at DIVERSIFIED SECURITIES, INCORPORATED located at 16250 Homecoming Drive, #1338, Chino, CA, 91708.
MARY LOUISE HALL has worked at DIVERSIFIED SECURITIES, INCORPORATED since March 14, 2007
Disclosure History
MARY LOUISE HALL has 2 Disclosure Event(s).
Date: February 20, 2013 Category: Judgment / Lien Judgment/Lien Amount: $52,754.49 Judgment/Lien Type: Tax Broker Comment: FOR TAX PERIOD 2009, 2010, 2011 AND 2014 INTERNAL REVENUE SERVICE (IRS) LIENS WERE COMBINED INTO ONE PAYMENT PLAN.
Date: March 15, 2006 Category: Customer Dispute Allegations: NEGLIGENCE AND UNSUITABLE MANAGEMENT OF IRA. Damage Amount Requested: $85,000.00 Broker Comment: **PLEASE ARCHIVE**COMPLAINT EVOLVED INTO ARBITRATION, REGISTERED REP WAS NOT NAMED, ARBITRATION WAS FILED AGAINST THE BROKER/DEALER ONLY. BROKER/DEALER SETTLED WITHOUT ARBITRATION HEARING. THIS CUSTOMER COMPLAINT WILL NO LONGER BE REPORTABLE AFTER 04/05/2008.
More Information
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