MARY VANISKY MORSE is currently employed as a Broker and/or Investment Adviser at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. located at 4250 VETERAN'S MEMORIAL HIGHWAY, 4TH. FLOOR, SUITE 420E, HOLBROOK, NY, 11741.
MARY VANISKY MORSE has worked at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. since February 07, 2013
Disclosure History
MARY VANISKY MORSE has 2 Disclosure Event(s).
Date: February 04, 2009 Category: Customer Dispute Allegations: CUSTOMER'S SON [THIRD PARTY] ALLEGES THAT ACCOUNT WAS UNSUITABLE AND NOT AGE APPROPRIATE FOR HIS MOTHER WHO DID NOT UNDERSTAND THE INVESTMENT AND RISKS. Damage Amount Requested: $5,000.00 Broker Comment: PAS REVIEWED THE COMPLAINT AND FOUND THAT THE ALLEGATIONS WERE WITHOUT MERIT.
Date: April 19, 2005 Category: Customer Dispute Allegations: AS A RESULT OF A VARIABLE ANNUITY SURRENDER, CLIENT INCURRED TAX LIABILITIES. CUSTOMER ALLEGES THAT RR FAILED TO DISCLOSE TAX CONSEQUENCES. Damage Amount Requested: $19,000.00 Broker Comment: PAS HAS DETERMINED THAT THE CUSTOMERS ALLEGATIONS WERE DEEMED TO BE WITHOUT MERIT. THE COMPLAINT WAS DENIED.
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