MARY PAT MULLEN

MARY PAT MULLEN is currently employed as a Broker and/or Investment Adviser at 1ST GLOBAL CAPITAL CORP. located at 6009 S. SHARON AVENUE, Suite 101, SIOUX FALLS, SD, 57108.

MARY PAT MULLEN has worked at 1ST GLOBAL CAPITAL CORP. since November 21, 2017

Disclosure History

MARY PAT MULLEN has 2 Disclosure Event(s).

Date: September 25, 2017
Category: Financial
Type: Compromise
Disposition: Payment plan
Broker Comment: Avant Credit was a loan we obtained to attempt to cover significant medical bills due to an accident in early 2015. Additional bills related to the same incident caused us to seek out assistance with Freedom Debt Relief in 2017. Though we realize this impacts our credit scores for now, we also were unable to keep up with the significant payments.

Date: November 30, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: Our bankruptcy was the result of our purchase of a retail hobby store in November 2006. The purchase was just prior to a significant downtown in the economy and that, combined with our large loan for the purchase, resulted in our need to file bankruptcy after 3 years of operations. We reaffirmed all personal vehicle and mortgage debt, only requesting discharge of the debts mainly related to purchase and operation of the business.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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