MARY KATHLEEN SULLIVAN is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 1055 E COLORADO BLVD STE 500, Suite 500, PASADENA, CA, 91106.
MARY KATHLEEN SULLIVAN has worked at SECURITIES AMERICA, INC. since December 08, 2016
MARY KATHLEEN SULLIVAN has 2 Disclosure Event(s).Date: April 13, 2000
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for MARY KATHLEEN SULLIVAN, click here.