MARYANNE BARCELLONA

MARYANNE BARCELLONA is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1055 RIDGE ROAD, WEBSTER, NY, 14580.

MARYANNE BARCELLONA has worked at LPL FINANCIAL LLC since July 21, 2006

Disclosure History

MARYANNE BARCELLONA has 1 Disclosure Event(s).

Date: July 20, 2011
Category: Customer Dispute
Allegations: THE CLIENT, WHO IS NOW AGE 92, ALLEGED THAT SHE RECEIVED POOR ADVICE WHEN THE REGISTERED REPRESENTATIVE RECOMMENDED THAT SHE PURCHASE A $100,000 VARIABLE UNIVERSAL LIFE POLICY AT AGE 83.
Damage Amount Requested: $42,359.15
Settlement Amount: $42,359.15
Broker Comment: TRADE DATE 1/22/02. CLAIM SETTLED TO AVOID THE COSTS ASSOCIATED WITH LITIGATION/ARBITRATION.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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