Matthew Clinton Bade

Matthew Clinton Bade is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 47463 MICHIGAN AVENUE, CANTON, MI, 48188.

Matthew Clinton Bade has worked at LPL FINANCIAL LLC since March 22, 2017

Disclosure History

Matthew Clinton Bade has 2 Disclosure Event(s).

Date: July 02, 2010
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABILITY, MISREPRESENTATION, ETC.
Damage Amount Requested: $30,000.00
Settlement Amount: $15,000.00
Broker Comment: Rep was never involved in any settlement talks and was not informed of the settlement by his former broker dealer. Rep continues to vehemently deny any charge of wrong doing against him.

Date: December 07, 2009
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES FRAUD RELATED TO HIS INVESTMENTS.
Damage Amount Requested: $250,000.00
Settlement Amount: $27,833.00 09-06714

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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