MATTHEW ONEAL DAVIS is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 5136 VILLAGE CREEK DRIVE, SUITE 500, PLANO, TX, 75093.
MATTHEW ONEAL DAVIS has worked at SAGEPOINT FINANCIAL, INC. since October 31, 2008
Disclosure History
MATTHEW ONEAL DAVIS has 1 Disclosure Event(s).
Date: August 09, 1996 Category: Regulatory Initiated By: STATE BOARD OF INSURANCE Allegations: I MISTAKENLY AND WRONGFULLY ANSWERED A QUESTION ON THE SECURTIES U-4 FORM CONVICTIONS AND WAS FINED $500.00 BY THE STATE BOARD OF INSURANCE (TEXAS).ORIGINALLY - OCTOBER, 1992 - ARRESTED FOR CARRYING A WEAPON (CONCEALED) IN VEHICLE IN HOUSTON, TX, HARRIS CTY. REC'D DEFERRED ADJUDICATION AND PROBATIION (2 YEARS). Resolution: Settled SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $500.00 Sanction Details: ON AUG. 9, 1996 AGREED TO PAY $500.00 FINE TO TEXAS DEPT. OF INSURANCE FOR MATERIAL MISSTATEMENT IN THE APPLICATION FOR A LICENSE. Broker Comment: ON JUNE 7, 1993 PLEAD GUILTY AND SENTENCED TO 2 YEARS DEFERRED ADJUDICATION PROBATION PLUS COURT COSTS AND A $250.00 FINE FOR UNLAWFULLY CARRYING A WEAPON.ON AUG. 9, 1996 AGREED TO PAY $500.00 FINE TO TEXAS DEPT. OF INSURANCE FOR MATERIAL MISSTATEMENT IN THE APPLICATION FOR A LICENSE.
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