MATTHEW SEAN DONOVAN

MATTHEW SEAN DONOVAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 300 Ledgewood Place, Rockland, MA, 02370.

MATTHEW SEAN DONOVAN has worked at LPL FINANCIAL LLC since July 29, 2016

Disclosure History

MATTHEW SEAN DONOVAN has 2 Disclosure Event(s).

Date: April 08, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE'S RECOMMENDATION FOR A VARIABLE ANNUITY, PURCHASED IN NOVEMBER 2008, WAS NOT APPROPRIATE. CUSTOMER HAS ALLEGED DAMAGES FOR THE WAIVER OF SURRENDER CHARGES PLUS OTHER FEES, AS NOTED BELOW.
Damage Amount Requested: $8,670.00

Date: December 16, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE MISREPRESENTED THE PREMIUM REQUIREMENTS WHEN HE PURCHASED A VARIABLE LIFE INSURANCE POLICY IN APRIL 2006. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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