MATTHEW DAVID DONOVAN

MATTHEW DAVID DONOVAN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 15 COMMERCE BLVD, SUCCASUNNA, NJ, 07876.

MATTHEW DAVID DONOVAN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since December 15, 2015

Disclosure History

MATTHEW DAVID DONOVAN has 2 Disclosure Event(s).

Date: September 08, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: June 20, 2006
Category: Customer Dispute
Allegations: CLEINET ALLEGES THAT SHE DID NOT KNOW THAT SHE PURCHASED AN ANNUITY AND NEVER RECEIVED AN ANNUITY CONTRACT.
Damage Amount Requested: $6,909.12
Settlement Amount: $4,686.18

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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