MATTHEW JONES FANNIN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 350 IGNACIO BLVD SUITE 105, NOVATO, CA, 94949.
MATTHEW JONES FANNIN has worked at LPL FINANCIAL LLC since July 26, 2012
Date: February 12, 2011 Category: Customer Dispute Allegations: THE CLIENT ALLEGED HER MUTUAL FUNDS INVESTMENTS PURCHASED BETWEEN JANUARY OF 2006 AND MARCH OF 2009 WERE UNSUITABLE. Damage Amount Requested: $71,887.78 Broker Comment: PRIOR TO MAKING THE INVESTMENT IN 2006 I REVIEWED THE HISTORICAL VOLATILITY OF THE PROPOSED MUTUAL FUNDS USING A MORNINGSTAR HYPOTHETICAL PROPOSAL. THIS CLEARLY ILLUSTRATED VOLATILITY ON THE FIRST PAGE. WE ALSO REVIEWED THE FUNDS AT MORE THAN 20 MEETINGS IN A 3 YEAR TIME FRAME AND AT NUMBEROUS TIMES I SUGGESTED MOVING TO SOMETHING MORE CONSERVATIVE. THE CLIENT DECLINED TO MAKE ANY CHANGES. SHE WAS WITHDRAWING MONEY EACH MONTH WHICH WAS INCLUDED IN THE CLAIM.
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