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MATTHEW FLEISSNER

MATTHEW FLEISSNER is currently employed as a Broker and/or Investment Adviser at NATIONAL SECURITIES CORPORATION located at 80 BROAD STREET, 29TH FLOOR, NEW YORK, NY, 10004.

MATTHEW FLEISSNER has worked at NATIONAL SECURITIES CORPORATION since June 14, 2011

Disclosure History

MATTHEW FLEISSNER has 3 Disclosure Event(s).

Date: July 08, 2014
Category: Customer Dispute
Allegations: UNAUTHORIZED TRADING

Date: July 26, 2013
Category: Customer Dispute
Allegations: FEES & COMMISSIONS
Settlement Amount: $99,000.00

Date: August 25, 2012
Category: Criminal
Charges: TERRORISTIC THREAT- VIOLATION 2C:12-3B
Disposition: Reduced
Amended Charges: 2C:33-4A HARRASSMENT
Amended Charge Type: OTHER Amended Charge
Amended Charge Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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