MATTHEW JOHN FOX

MATTHEW JOHN FOX is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 999 Eisenhower Blvd, Suite D2, Johnstown, PA, 15904.

MATTHEW JOHN FOX has worked at LPL FINANCIAL LLC since February 14, 2017

Disclosure History

MATTHEW JOHN FOX has 2 Disclosure Event(s).

Date: October 21, 2016
Category: Customer Dispute
Allegations: customer alleges failure to disclose fees and unsuitable investment
Damage Amount Requested: $13,114.68

Date: November 01, 2002
Category: Employment Separation After Allegations
Firm Name: BILO
Termination Type: Permitted to Resign
Allegations: I WAS ACCUSED OF TAKING A SALAD FROM THE DELI FOR LUNCH.
Broker Comment: I DID NOT AGREE WITH IT BUT I WROTE AN APPOLOGY LETTER AND RESIGNED DUE TO CONFRONTATIONS WITH MY BOSS WHO WAS LATER FIRED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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