MATTHEW ALFENSO GIMMELLI

MATTHEW ALFENSO GIMMELLI is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 14850 NORTH SCOTTSDALE RD, SUITE 600, SCOTTSDALE, AZ, 85254.

MATTHEW ALFENSO GIMMELLI has worked at MORGAN STANLEY since January 06, 2016

Disclosure History

MATTHEW ALFENSO GIMMELLI has 1 Disclosure Event(s).

Date: March 27, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES INVESTMENTS WERE INAPPROPRIATE WITH RESPECT TO HER RISK TOLERANCE - 2008-2009.
Damage Amount Requested: $47,393.00
Broker Comment: CLAIM DENIED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MATTHEW ALFENSO GIMMELLI, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.