Matthew R. Glasner

Matthew R. Glasner is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 514 MAIN STREET, BOTTINEAU, ND, 58318.

Matthew R. Glasner has worked at EDWARD JONES since August 16, 1993

Disclosure History

Matthew R. Glasner has 1 Disclosure Event(s).

Date: October 30, 2009
Category: Customer Dispute
Allegations: CLAIMS ASSERTED FOR VIOLATION OF OREGON SECURITIES LAW, BREACH OF CONTRACT AND PROMISSORY ESTOPPEL, DECEPTIVE TRADE PRACTICES, NEGLIGENCE, AND RESPONDEAT SUPERIOR. CLAIMANT ASSERTS THAT IN 2000 RESPONDENTS TOOK DISCRETIONARY CONTROL OF CLAIMANT'S ACCOUNT AND ALLOWED CLAIMANT TO REMAIN INVESTED IN UNSUITABLE INVESTMENTS WHICH SUBSEQUENTLY LOST VALUE. INVESTMENTS AT ISSUE ARE STOCKS AND MUTUAL FUNDS. (AMOUNT CLAIMED: $225,000 IN COMPENSATORY DAMAGES PLUS LOST OPPORTUNITY COSTS, PUNITIVE DAMAGES, INTEREST, AND COSTS.)
Damage Amount Requested: $225,000.00
Settlement Amount: $50,000.00
Broker Comment: SETTLED FOR $50,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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