MATTHEW JAMES HALE is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 4150 Kinross Lakes Pkwy, Richfield, OH, 44286.
MATTHEW JAMES HALE has worked at CHARLES SCHWAB & CO., INC. since August 06, 2013
Disclosure History
MATTHEW JAMES HALE has 1 Disclosure Event(s).
Date: September 15, 2015 Category: Customer Dispute Allegations: Customer alleges that on August 21, 2015, he received unsolicited advice related to holding two mutual fund positions in his 401(k) account. Damage Amount Requested: $5,233.92 Broker Comment: Through subsequent review of the recorded phone call client mischaracterized the conversation and was not given a recommendation to buy, sell or hold.
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