MATTHEW SCOTT JOHNSON

MATTHEW SCOTT JOHNSON is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 200 SOUTH 108TH AVENUE, OMAHA, NE, 68154.

MATTHEW SCOTT JOHNSON has worked at TD AMERITRADE, INC. since February 11, 2015

Disclosure History

MATTHEW SCOTT JOHNSON has 2 Disclosure Event(s).

Date: January 15, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $398.05
Judgment/Lien Type: Civil

Date: July 15, 2014
Category: Financial
Type: Compromise

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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