MATTHEW JOSEPH KASPER is currently employed as a Broker and/or Investment Adviser at WESTERN INTERNATIONAL SECURITIES, INC. located at 3433 Discovery Bay Dr., Anchorage, AK, 99515.
MATTHEW JOSEPH KASPER has worked at WESTERN INTERNATIONAL SECURITIES, INC. since November 18, 2013
Disclosure History
MATTHEW JOSEPH KASPER has 2 Disclosure Event(s).
Date: April 09, 2004 Category: Customer Dispute Allegations: THE CUSTOMER COMPLAINT OF APRIL 9, 2004 PERTAINED TO THE ACCOUNT ACTIVITY TRANSACTED BY PREVIOUS WMS BROKER, PETER MILLER. MATT KASPER INHERITED THE ACCOUNT WHEN MR. MILLER LEFT WMS AND WAS THE INVESTMENT EXECUTIVE OF RECORD AT THE TIME THE CUSTOMERS MADE THEIR COMPLAINT. MR. KASPER WAS NOT RESPONSIBLE FOR AND NOT INVOLVED IN THE ACTIVITY RELATED TO THE ALLEGATIONS MADE BY THE CLIENT. ALL TRANSACTIONS BY MR. KASPER WERE MADE WITH DIRECT AUTHORIZATION BY THE CLIENT. Damage Amount Requested: $10,000.00 Settlement Amount: $14,900.00
Date: August 13, 2002 Category: Customer Dispute Allegations: ALLEGED UNAUTHORIZED & UNSUITABLE PURCHASE OF BONDS (ENRON). Damage Amount Requested: $75,000.00 Broker Comment: COMPLAINT HAS BEEN DENIED BY WEDBUSH MORGAN AND NO FURTHER ACTION HAS BEEN TAKEN BY THE CLIENT.
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