MATTHEW DENNIS LAMBERT

MATTHEW DENNIS LAMBERT is currently employed as a Broker and/or Investment Adviser at NEXT FINANCIAL GROUP, INC. located at 637 S. 48TH STREET #201, TEMPE, AZ, 85281.

MATTHEW DENNIS LAMBERT has worked at NEXT FINANCIAL GROUP, INC. since February 03, 2016

Disclosure History

MATTHEW DENNIS LAMBERT has 1 Disclosure Event(s).

Date: June 27, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: MY WIFE AND I EXPERIENCED A FINANCIAL HARDSHIP IN 2010/2011 AND ASKED US BANK (OR MORTGAGE LENDER) TO ALLOW A SHORTSALE OF OUR HOME AT 3830 EAST SHEENA DRIVE, PHOENIX, AZ, 85032. US BANK APPROVED THE SALE OF THE PROPERY IN JULY 2011.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MATTHEW DENNIS LAMBERT, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.