MATTHEW JOHN LEMEN

MATTHEW JOHN LEMEN is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 1849 DATA DR, HOOVER, AL, 35244.

MATTHEW JOHN LEMEN has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since April 26, 2013

Disclosure History

MATTHEW JOHN LEMEN has 1 Disclosure Event(s).

Date: November 21, 2011
Category: Criminal
Charges: BREAK/ENTER VEHICLE
Disposition: Dismissed
Broker Comment: MISTAKENLY OPENED AN UNLOCKED HONDA THAT IS THE SAME COLOR AS MINE AND WAS PARKED IN THE SAME AREA AS MINE.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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