MATTHEW MACIEL

MATTHEW MACIEL is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 11708 S MARION ST, OLATHE, KS, 66061.

MATTHEW MACIEL has worked at PRINCIPAL SECURITIES, INC. since December 01, 2015

Disclosure History

MATTHEW MACIEL has 1 Disclosure Event(s).

Date: August 09, 1994
Category: Criminal
Charges: FELONY THEFT
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MATTHEW MACIEL, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.