MATTHEW ALAN MAYER

MATTHEW ALAN MAYER is currently employed as a Broker and/or Investment Adviser at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located at 4201 42nd Street NE, Suite 100, Box 11340, Cedar Rapids, IA, 52410-1340.

MATTHEW ALAN MAYER has worked at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. since February 07, 2017

Disclosure History

MATTHEW ALAN MAYER has 1 Disclosure Event(s).

Date: July 07, 2016
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: I filed this just a few days ago. It will be 30-45 more days before a Trustee is assigned and I get some details on the court case nbr, timing, etc.

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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