MATTHEW ANTHONY MAZZA

MATTHEW ANTHONY MAZZA is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 2605 NICHOLSON RD STE 3200, SEWICKLEY, PA, 15143.

MATTHEW ANTHONY MAZZA has worked at CETERA ADVISOR NETWORKS LLC since October 24, 2005

Disclosure History

MATTHEW ANTHONY MAZZA has 1 Disclosure Event(s).

Date: April 28, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT THE ANNUITY SOLD IN 08/07 WAS NOT SUITABLE AND ILLIQUIDITY WAS INADEQUATELY DISCLOSED.
Damage Amount Requested: $11,300.00
Settlement Amount: $9,693.43

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MATTHEW ANTHONY MAZZA, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.