MATTHEW C MCDONOUGH is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 10801 Mastin Blvd, Suite 200, Overland Park, KS, 66210-1658.
MATTHEW C MCDONOUGH has worked at PRUCO SECURITIES, LLC. since September 23, 2013
Disclosure History
MATTHEW C MCDONOUGH has 3 Disclosure Event(s).
Date: December 20, 2017 Category: Customer Dispute Allegations: Customer alleged the former advisor engaged in deceptive practices during the sale of a variable life insurance policy and also Ultimate Premium.
Date: May 27, 2016 Category: Customer Dispute Allegations: Customer alleged the former advisor engaged in deceptive practices during the sale of a variable life insurance policy in January 2013.
Date: September 27, 2013 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE DID NOT EXPLAIN ALL FEATURES OF THE VARIABLE LIFE INSURANCE POLICY PURCHASED IN JULY 2013. CUSTOMER HAS ALLEGED DAMAGES FOR THE WAIVER OF THE SURRENDER PENALTY AS NOTED BELOW. Damage Amount Requested: $9,695.28
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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