MATTHEW TERRY PARKER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 522 5TH AVENUE, NEW YORK, NY, 10036.
MATTHEW TERRY PARKER has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
MATTHEW TERRY PARKER has 2 Disclosure Event(s).
Date: June 11, 2002 Category: Customer Dispute Allegations: CLAIMANTS ALLEGED THAT RR'S ENGAGED IN SECURITIES FRAUD, FRAUD, CHURNING, FRAUDULENT MISREPRESENTATION AND OMISSION, UNSUITABILITY, UNJUST ENRICHMENT, BREACH OF FIDUCIARY DUTY. Damage Amount Requested: $250,000.00 Settlement Amount: $69,900.00
Date: May 04, 2001 Category: Customer Dispute Allegations: UNAUTHORIZED USE OF MARGIN. AUTUMN OF 2000 CALLED CLIENT TO BUY NORTHPOINT BONDS (NPNT). BOUGHT 100K WORTH OF BONDS. I TOLD CLIENT WE WERE BUYING 1/2 CASH AND 1/2 MARGIN. CLIENT ALLEGES THAT HE NEVER AUTHORIZED MARGIN AND DIDN'T AGREE TO THE AMOUNT OF TRANSACTIONS. Damage Amount Requested: $50,000.00 Broker Comment: PLEASE ARCHIVE
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