MATTHEW LANDON PEOPLES is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 209 W MAIN ST, WASHINGTON, IA, 52353.

MATTHEW LANDON PEOPLES has worked at LPL FINANCIAL LLC since November 29, 2017

Disclosure History

MATTHEW LANDON PEOPLES has 1 Disclosure Event(s).

Date: September 02, 2015
Category: Customer Dispute
Allegations: Customer claims that rep caused a tax liability in the distribution of her deceased husbands IRA to their trust.
Damage Amount Requested: $46,000.00
Broker Comment: Account holder was also a financial advisor with of our firm. He recently passed away. Complainant is his spouse. Claim is related to the actions of former rep/account holder, complainant and their attorney, not Mr. Peoples. Mr. Peoples became the representative on the account in question after the account holder died.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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