Matthew David Powlen

Matthew David Powlen is currently employed as a Broker and/or Investment Adviser at CFD INVESTMENTS, INC. located at 2704 South Goyer Rd, Kokomo, IN, 46902.

Matthew David Powlen has worked at CFD INVESTMENTS, INC. since December 07, 2017

Disclosure History

Matthew David Powlen has 1 Disclosure Event(s).

Date: January 02, 2003
Category: Judgment / Lien
Judgment/Lien Amount: $4,371.85
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Matthew David Powlen, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.