MATTHEW BROOKS PUETZ is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 419 RIVERWOOD DR STE 102, STE 102, BISMARCK, ND, 58504.
MATTHEW BROOKS PUETZ has worked at SECURITIES AMERICA, INC. since May 06, 2011
Disclosure History
MATTHEW BROOKS PUETZ has 1 Disclosure Event(s).
Date: October 12, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGES SHE NEVER AGREED TO INVEST IN A MONEY MARKET MUTUAL FUND WITH A 5% BACK END LOAD. CLIENT FURTHER ALLEGES SHE NEVER RECEIVED A PROSPECTUS. CLIENT REQUESTED A REFUND OF $10,000 PLUS INTEREST. Damage Amount Requested: $10,000.00 Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER COMPLAINT.
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