MATTHEW JAMES RAMER

MATTHEW JAMES RAMER is currently employed as a Broker and/or Investment Adviser at PNC INVESTMENTS located at 802 E DUPONT RD, HUB, FORT WAYNE, IN, 46825.

MATTHEW JAMES RAMER has worked at PNC INVESTMENTS since March 03, 2016

Disclosure History

MATTHEW JAMES RAMER has 6 Disclosure Event(s).

Date: November 12, 2015
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

Date: May 21, 2015
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

Date: April 10, 2015
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

Date: March 20, 2014
Category: Financial
Type: Compromise
Disposition: SETTLEMENT

Date: December 18, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: December 18, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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