MATTHEW LAWRENCE RICE

MATTHEW LAWRENCE RICE is currently employed as a Broker and/or Investment Adviser at CITIZENS SECURITIES, INC. located at 42 PINKERTON ST, MAILSTOP: NH401, DERRY, NH, 03038.

MATTHEW LAWRENCE RICE has worked at CITIZENS SECURITIES, INC. since May 16, 2014

Disclosure History

MATTHEW LAWRENCE RICE has 1 Disclosure Event(s).

Date: May 31, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I HAD TO SHORT SALE MY HOME IN CT. THE HOME SOLD FOR 160K I PURCHASED THE HOME IN 2006 FOR $230,000

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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