MATTHEW SCOTT ROGERS

MATTHEW SCOTT ROGERS is currently employed as a Broker and/or Investment Adviser at COR CLEARING LLC located at 1200 LANDMARK CENTER, 1299 FARNAM STREET SUITE 800, OMAHA, NE, 68102-1916.

MATTHEW SCOTT ROGERS has worked at COR CLEARING LLC since April 05, 2016

Disclosure History

MATTHEW SCOTT ROGERS has 1 Disclosure Event(s).

Date: May 20, 2012
Category: Criminal
Charges: DIVING UNDER THE INFLUENCE OF ALCOHOL .15 OR OVER, 3RD OFFENSE
Disposition: Amended
Amended Charges: DIVING UNDER THE INFLUENCE OF ALCOHOL OR DRUGS, 3RD OFFENSE
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Convicted
Broker Comment: CURRENTLY 17 MONTHS INTO PROBATION WITH NO VIOLATIONS, OR REPORTABLE EVENTS SINCE INCEPTION. COMPLETED TREATMENT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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