MATTHEW WILLIAM ROHDE

MATTHEW WILLIAM ROHDE is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 4379 WEST 219TH ST STE 101, FAIRVIEW PARK, OH, 44126.

MATTHEW WILLIAM ROHDE has worked at CETERA ADVISOR NETWORKS LLC since December 07, 2010

Disclosure History

MATTHEW WILLIAM ROHDE has 1 Disclosure Event(s).

Date: May 02, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT THE SURRENDER CHARGES ON SURRENDERED ACCT (SHE DID ON HER OWN) WERE NOT PROPERLY DISCLOSED TO HER AND WISHES TO BE REIMBURSED.
Damage Amount Requested: $7,505.12

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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