MATTHEW JAMES RUTTENBERG is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 5237 Summerlin Commons Blvd, Suite 341, Fort Myers, FL, 33907.
MATTHEW JAMES RUTTENBERG has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since October 23, 2013
Disclosure History
MATTHEW JAMES RUTTENBERG has 3 Disclosure Event(s).
Date: April 15, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: March 25, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: RR WAS INSTRUCTED BY PREVIOUS B/D THAT THIS WAS NOT AN EVENT THAT NEEDED TO BE DISCLOSED. AS RR MUST RELY ON HIS B/D FOR INFORMATION ON DISCLOSURES, HE TRUSTED THAT INFORMATION WAS ACCURATE. RR'S NEW B/D IS NOW TELLING HIM THAT HE NEEDS TO DISCLOSE THE EVENT WHICH IS WHY IT IS BEING REPORTED AT THIS TIME.
Date: July 07, 2008 Category: Customer Dispute Allegations: REGARDING THE 2006 PURCHASE OF A VARIABLE UNIVERSAL LIFE INSURANCE POLICY, THE CLIENT ALLEGES MISREPRESENTATION CONCERNING A PREMIUM MISQUOTE
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