MATTHEW CRAIG SANDBERG

MATTHEW CRAIG SANDBERG is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 4530 PARK RD, CHARLOTTE, NC, 28209.

MATTHEW CRAIG SANDBERG has worked at THRIVENT INVESTMENT MANAGEMENT INC. since October 12, 2011

Disclosure History

MATTHEW CRAIG SANDBERG has 6 Disclosure Event(s).

Date: July 31, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I HAVE BEEN SELF-EMPLOYED WITHIN THE CONSTRUCTION INDUSTRY SINCE 2001. SINCE 2008, MY BUSINESS HAS BEEN SEVERELY AFFECTED FROM THE ECONOMIC DOWN TURN. REVENUES FELL BY 60%-70% AND I ENDED UP WITH A LOT OF UNSATISFIED ACCOUNTS RECEIVABLE.

Date: July 27, 2010
Category: Financial
Type: Compromise
Disposition: CHARGED OFF
Broker Comment: I HAVE BEEN SELF-EMPLOYED WITHIN THE CONSTRUCTION INDUSTRY SINCE 2001. SINCE 2008, MY BUSINESS HAS BEEN SEVERELY AFFECTED FROM THE ECONOMIC DOWN TURN. REVENUES FELL BY 60%-70% AND I ENDED UP WITH A LOT OF UNSATISFIED ACCOUNTS RECEIVABLE.

Date: June 23, 2010
Category: Financial
Type: Compromise
Disposition: CHARGED OFF
Broker Comment: I HAVE BEEN SELF-EMPLOYED WITHIN THE CONSTRUCTION INDUSTRY SINCE 2001. SINCE 2008, MY BUSINESS HAS BEEN SEVERELY AFFECTED FROM THE ECONOMIC DOWN TURN. REVENUES FELL BY 60%-70% AND I ENDED UP WITH A LOT OF UNSATISFIED ACCOUNTS RECEIVABLE.

Date: June 15, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I HAVE BEEN SELF-EMPLOYED WITHIN THE CONSTRUCTION INDUSTRY SINCE 2001. SINCE 2008, MY BUSINESS HAS BEEN SEVERELY AFFECTED FROM THE ECONOMIC DOWN TURN. REVENUES FELL BY 60%-70% AND I ENDED UP WITH A LOT OF UNSATISFIED ACCOUNTS RECEIVABLE.

Date: May 26, 2010
Category: Financial
Type: Compromise
Disposition: CHARGED OFF
Broker Comment: I HAVE BEEN SELF-EMPLOYED WITHIN THE CONSTRUCTION INDUSTRY SINCE 2001. SINCE 2008, MY BUSINESS HAS BEEN SEVERELY AFFECTED FROM THE ECONOMIC DOWN TURN. REVENUES FELL BY 60%-70% AND I ENDED UP WITH A LOT OF UNSATISFIED ACCOUNTS RECEIVABLE.

Date: May 26, 2010
Category: Financial
Type: Compromise
Disposition: CHARGED OFF
Broker Comment: I HAVE BEEN SELF-EMPLOYED WITHIN THE CONSTRUCTION INDUSTRY SINCE 2001. SINCE 2008, MY BUSINESS HAS BEEN SEVERELY AFFECTED FROM THE ECONOMIC DOWN TURN. REVENUES FELL BY 60%-70% AND I ENDED UP WITH A LOT OF UNSATISFIED ACCOUNTS RECEIVABLE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MATTHEW CRAIG SANDBERG, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.