MATTHEW JAMES SMITH is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 200 SOUTH 108TH AVENUE, OMAHA, NE, 68154.
MATTHEW JAMES SMITH has worked at TD AMERITRADE, INC. since August 08, 2017
Disclosure History
MATTHEW JAMES SMITH has 1 Disclosure Event(s).
Date: October 01, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: FIRST YEAR IN BUSINESS, DID NOT MAKE MUCH MONEY. WAS NOT ABLE TO PAY QUARTERLY TAX ESTIMATES. SAVED UP MONEY AND CHANGED JOBS. ENDED UP NOT GETTING PAID AND SPENT SAVINGS. JOINED MILITARY, FILED AS SOON AS ABLE AND WORKED DEAL WITH IRS.
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