MATTHEW A WALKER

MATTHEW A WALKER is currently employed as a Broker and/or Investment Adviser at EQUITY SERVICES, INC. located at 354 MOUNTAIN VIEW DR., SUITE 200, COLCHESTER, VT, 05446.

MATTHEW A WALKER has worked at EQUITY SERVICES, INC. since May 23, 2006

Disclosure History

MATTHEW A WALKER has 1 Disclosure Event(s).

Date: June 10, 2009
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT REPRESENTATIVE FORGED HER INITIALS ON A DISCLOSURE DOCUMENT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for MATTHEW A WALKER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.