MATTHEW RICHARD ZUKERGOOD is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 2400 Research Blvd Ste 110, Rockville, MD, 20850.
MATTHEW RICHARD ZUKERGOOD has worked at AMERIPRISE FINANCIAL SERVICES, INC. since February 03, 2017
Disclosure History
MATTHEW RICHARD ZUKERGOOD has 2 Disclosure Event(s).
Date: May 21, 2014 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE THAT VUL INSURANCE POLICY WAS NOT AN APPROPRIATE PRODUCT FOR THEM AND THEY WERE NOT INFORMED OF OTHER OPTIONS.
Date: April 11, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT TRADING IN ACCOUNTS LED TO INCREASE TAX LIABILITY AND THAT THE RR FAILED TO NOTIFY HIM THAT THIS WOULD OCCUR. COMPLAINT ALLEGES MISLEADING OR OMITTED MATERIAL INFORMATION, UNSUITABLE MUTUAL FUND TRADING AND BREACH OF FIDUCIARY RESPONSIBILITY. Damage Amount Requested: $25,000.00
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