MAURICE JERRY JONES is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 291 N CLEVELAND - MASSILLON RD, STE 100, AKRON, OH, 44333-8357.
MAURICE JERRY JONES has worked at LPL FINANCIAL LLC since May 10, 2013
Disclosure History
MAURICE JERRY JONES has 2 Disclosure Event(s).
Date: June 15, 2004 Category: Customer Dispute Allegations: OHIO CLIENT WRITES THAT HIS FINANCIAL ADVISOR, JERRY JONES, MADE INVESTMENT RECOMMENDATIONS BEGINNING IN 2000, WHICH WERE UNSUITABLY AGGRESSIVE. CLIENT REQUESTS COMPENSATION TOTALING $300,000 AS A RESULT. Damage Amount Requested: $300,000.00 Broker Comment: COMPLAINT DENIED BY FIRM ON JULY 22, 2004. ON REVIEW, INVESTMENTS RECOMMENDED BY CLIENT'S ADVISOR WERE IN LIKE WITH HIS STATED GROWTH OBJECTIVE AND TWENTY-FIVE YEARS OF INVESTMENT EXPERIENCE. LOSS IN CLIENTS ACCOUNT WAS ATTRIBUTABLE TO A MARKET DECLINE OF HISTORIC PROPORTIONS BETWEEN 2000 AND 2003 RATHER THAN UNSUITABLE RECOMMENDATIONS.
Date: July 05, 2000 Category: Customer Dispute Allegations: MISLEADING STATEMENTS, RECOMMENDED UNSUITABLE REITS. Damage Amount Requested: $27,430.15 Broker Comment: MR. JONES' FIRM DENIED THE CLAIMANTS ALLEGATIONS.
More Information
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