MAURICIO RAMON DIEZ is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 201 SOUTH BISCAYNE BLVD, MIAMI, FL, 33131.
MAURICIO RAMON DIEZ has worked at MORGAN STANLEY since October 03, 2011
Disclosure History
MAURICIO RAMON DIEZ has 3 Disclosure Event(s).
Date: December 27, 2011 Category: Customer Dispute Allegations: THE CUSTOMERS ALLEGE UNAURHOTIZED TRADING IN SEPTEMBER 2011. COMPENSATORY DAMAGES ARE NOT SPECIFIED.
Date: November 29, 2011 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS. COMPENSATORY DAMAGES ARE NOT SPECIFIED.
Date: April 10, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGES HIS FINANCIAL ADVISOR RECOMMENDED AN UNSUITABLE BOND AND DID NOT PROPERLY MANAGE HIS ACCOUNT WHEN THE BOND VALUE DECLINED. Damage Amount Requested: $100,660.00
More Information
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