Mauricio Greiner Mollers

Mauricio Greiner Mollers is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1055 LPL WAY, FORT MILL, SC, 29715.

Mauricio Greiner Mollers has worked at LPL FINANCIAL LLC since May 04, 2017

Disclosure History

Mauricio Greiner Mollers has 1 Disclosure Event(s).

Date: December 15, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: This account was settled due to a misunderstanding on my behalf. When I switched phone carriers, I was under the belief that as part of my new contract, the new carrier would take care of paying the outstanding balance owed to Verizon. I was made aware that I had to pay the outstanding amount and would then be reimbursed only after I received a notification of collection in the mail. This debt was then promptly handled.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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