MAXIM TULUPNIKOV is currently employed as a Broker and/or Investment Adviser at DAVID LERNER ASSOCIATES, INC. located at 1221 Post Road East, E Westport, CT, 06880.
MAXIM TULUPNIKOV has worked at DAVID LERNER ASSOCIATES, INC. since June 24, 2013
Disclosure History
MAXIM TULUPNIKOV has 1 Disclosure Event(s).
Date: September 19, 2016 Category: Customer Dispute Allegations: Client alleged that he lost over $6,000 in annuity surrender penalty and mutual fund sales charges. Client was also concerned about illiquid nature of Energy 11 and felt he had too much of his money invested in E11. July 15, 2016-July 27, 2016 Damage Amount Requested: $6,000.00 Broker Comment: I vehemently deny all allegations. The client provided a letter rescinding claims he made in his letter dated 16 September 2016.
More Information
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