MAYRA ALEJANDRA CORRADA FERNANDEZ

MAYRA ALEJANDRA CORRADA FERNANDEZ is currently employed as a Broker and/or Investment Adviser at ORIENTAL FINANCIAL SERVICES CORP. located at 997 SAN ROBERTO STREET, SUITE 901, SAN JUAN, PR, 00926.

MAYRA ALEJANDRA CORRADA FERNANDEZ has worked at ORIENTAL FINANCIAL SERVICES CORP. since April 05, 2016

Disclosure History

MAYRA ALEJANDRA CORRADA FERNANDEZ has 1 Disclosure Event(s).

Date: January 17, 2017
Category: Customer Dispute
Allegations: Time Frame: 2007-present Claimant alleges her investments in Puerto Rican closed-end bond funds and Puerto Rico bonds were unsuitable, over concentrated and misrepresented as safe investments.
Damage Amount Requested: $62,871.91
Broker Comment: I worked at UBS New Financial Advisor program, as a trainee- junior broker from 2011 to 2014, assigned to work with [third party] and his group. After reviewing my U4, I noticed a claim therefore I contacted the client and her lawyer who confirmed that I had no involvement in this claim. I was not involved in any investment selection or recommendations to this client. I do not agree with the claim and expect the claim to be removed from my U4.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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