MELANIE DEE COLE is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at CORNADO BUILDING, 141 EAST PALACE AVE, SANTA FE, NM, 87501.
MELANIE DEE COLE has worked at UBS FINANCIAL SERVICES INC. since June 08, 2015
Disclosure History
MELANIE DEE COLE has 2 Disclosure Event(s).
Date: June 22, 1985 Category: Criminal Charges: THEFT, CLASS 6 FELONY/AMOUNT$200./SHOPLIFTING Charge Type: MISDEMEANOR Disposition: FINE PAID FOR $300.00. COMPLETED A TASCCOUNSELING PROGRAM AND THEN COMPLETED 1 YEAR OF PROBATIONWITHOUT ANY FURTHER INCIDENTS. Broker Comment: ON 7/10/86 I WAS ARRESTED FOR SHOPLIFTING, ACLASS 5 FELONY. AFTER PAYING A FINE OF $300.00 AND COMPLETINGA TREATMENT AND COUNSELING PROGRAM THE FELONY CHARGES WERE THENDISMISSED. AFTER COMPLETING 1 YEAR OF PROBATION WITHOUTFURTHER INCIDENTS THE CHARGES WERE THEN OFFICIALLY DISMISSED.
Date: June 18, 1984 Category: Criminal Charges: THEFT, CLASS 5 FELONY. THEFT/SHOPLIFTINGAMOUNT $350.00 Disposition: MOTION OF DISMISAL GIVEN ON AUGUST 1, 1985. Broker Comment: ON 6/18/84 I WAS ARRESTED IN SAKS FIFTH AVENUEFOR THEFT/SHOPLIFTING. AFTER I WAS ARRESTED AND RELEASED, I WASENROLLED IN A COUNSELLING PROGRAM FOR FIRST TIME OFFENDERS,WHICH MET TWICE A MONTH FOR ONE YEAR. AFTER COMPLETION OF THECOUNSELLING PROGRAM, I ATTENDED A COURT HEARING WHERE THECHARGES WERE DISMISSED BECAUSE I SUCCESSFULLY COMPLETED ONEYEAR PROBATION.
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